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D-9.2, r. 13 - Regulation of the Chambre de la sécurité financière respecting compulsory professional development

Section 10
Disposition versions

Full text
10. Within 30 days after the end of the period referred to in subdivision 1, the Chamber must send a notice to each representative who has not accumulated the required number of PDUs and inform the representative of the consequences, set out in sections 57 and 63 of the Regulation respecting the issuance and renewal of representatives’ certificates (chapter D-9.2, r. 7), for failure to take part in training activities.
The Chamber must inform the Autorité des marchés financiers when it sends the notice provided for in the first paragraph to a representative.
O.C. 1010-2006, s. 10.
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